-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R3BoHht8GjLcT6nJTkshOYu4cM4zAUUVIp1PvQXXDbANIpluAI0dCMpFcPjdYeOI TFm8VVi0jfG2no2GwcxE0w== 0001074683-01-500168.txt : 20010223 0001074683-01-500168.hdr.sgml : 20010223 ACCESSION NUMBER: 0001074683-01-500168 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINDER MORGAN INC CENTRAL INDEX KEY: 0000054502 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 480290000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-06259 FILM NUMBER: 1545991 BUSINESS ADDRESS: STREET 1: 500 DALLAS STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 3039144752 MAIL ADDRESS: STREET 1: 500 DALLAS STREET 2: SUITE 1000 CITY: HUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: K N ENERGY INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KN ENERGY INC DATE OF NAME CHANGE: 19920430 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS NEBRASKA NATURAL GAS CO INC DATE OF NAME CHANGE: 19830403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION CAPITAL MANAGEMENT GROUP CENTRAL INDEX KEY: 0001074683 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CENTER STREET 2: 301 S. COLLEGE ST. CITY: CHARLOTTE STATE: NC ZIP: 28288-0137 BUSINESS PHONE: 7043744235 MAIL ADDRESS: STREET 1: 401 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28288-0137 SC 13G/A 1 kindmor.txt KINDER MORGAN, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kinder Morgan, Inc. (Name of Issuer) Common Stock, $5 par value (Title of Class of Securities) 49455P101 (CUSIP Number) 12/31/00 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) (Cover Page continued on Page 2) 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) First Union Affordable Housing Community Development Corporation 56-2099417 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION North Carolina NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 3,074,715 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 3,074,715 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,074,715 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.7 % 12 TYPE OF REPORTING PERSON (See Instructions) CO 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) First Union National Bank 22-1147033 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION National Bank NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 3,074,715 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 3,074,715 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,074,715 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.7 % 12 TYPE OF REPORTING PERSON (See Instructions) BK 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) First Union Corporation 56-0898180 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION North Carolina NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 3,074,715 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 3,074,715 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,074,715 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.7 % 12 TYPE OF REPORTING PERSON (See Instructions) CO Explanatory Note. This Amendment to Schedule 13G amends both (i) the Schedule 13G filed by First Union Corporation, First Union National Bank and First Union Affordable Housing Community Development Corporation on October 15, 1999 and (ii) the Schedule 13G filed by First Union Corporation on February 14, 2000. The Reporting Person inadvertently filed two separate Schedules 13G instead of filing the more recent Schedule 13G as an Amendment to the initial Schedule 13G. This report is being filed to indicate that the Reporting Person ceases to be the beneficial owner of more than five percent of the Issuer's Common Stock, and therefore both Schedules 13G previously filed by the Reporting Person are hereby amended by this Amendment to Schedule 13G. Item 1. (a) Name of issuer: Kinder Morgan, Inc. (b) Address of issuer's principal executive offices: 500 Dallas Street Suite 1000 Houston, TX 77002 Item 2. (a) Name of persons filing:* First Union Affordable Housing Community Development Corporation ("FUAHCDC") First Union National Bank ("FUNB") First Union Corporation *See Joint Filing Agreement attached hereto as Exhibit A. (b) Address of principal business office or, if none, residence: One First Union Center Charlotte, North Carolina 28288-0013 (c) Citizenship: FUAHCDC: North Carolina FUNB: National Bank First Union Corporation: North Carolina (d) Title of class of securities: Common Stock, $5 par value (e) CUSIP No.: 49455P101 Item 3. If this statement is filed pursuant to Rule 240.13d-1(b) or Rule 240.13d-2(b) or (c), check whether the person filing is a: If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] Item 4. Ownership (a) Amount beneficially owned: FUAHCDC: 3,074,715 FUNB: 3,074,715 First Union Corporation: 3,074,715 The shares reported in this Schedule 13G exclude (i) approximately 54,993 shares held in a fiduciary or custodial capacity by certain affiliates of First Union Corporation, including Evergreen Investment Management Company (IA), First Union Securities, Inc. (IA), Mentor Perpetual Advisors, LLC (IA), and First Union Trust Company, National Association (BK), and (ii) and any other shares which may be held individually by other employees of FUAHCDC, FUNB, First Union Corporation or their affiliates, as to which shares each of the filing persons disclaims beneficial ownership. (b) Percent of class: FUAHCDC: 2.7% FUNB: 2.7% First Union Corporation: 2.7% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: FUAHCDC: 0 FUNB: 0 First Union Corporation: 0 (ii) Shared power to vote or direct the vote: FUAHCDC: 3,074,715 FUNB: 3,074,715 First Union Corporation: 3,074,715 (iii) Sole power to dispose or direct the disposition of: FUAHCDC: 0 FUNB: 0 First Union Corporation: 0 (iv) Shared power to dispose or direct the disposition of: FUAHCDC: 3,074,715 FUNB: 3,074,715 First Union Corporation: 3,074,715 All 3,074,715 shares of Common Stock are held directly by FUAHCDC. FUNB, owner of all outstanding shares of capital stock of FUAHCDC, is deemed to beneficially own such 3,074,715 shares by virtue of its relationship with FUAHCDC. First Union Corporation, owner of all outstanding shares of capital stock of FUNB, is deemed to beneficially own such 3,074,715 shares by virtue of its relationship with FUNB. Item 5. Ownership of 5 Percent or Less of a Class X Item 6. Ownership of More than 5 Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 Date FIRST UNION AFFORDABLE HOUSING COMMUNITY DEVELOPMENT CORPORATION By: /s/ _____________________ Name: Title: Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of an Amendment to Schedule 13G with respect to the shares of Common Stock of Kinder Morgan, Inc. beneficially owned by each of them. This Joint Filing Agreement shall be included as an exhibit to such Amendment to Schedule 13G. IN WITNESS WHEREOF, the undersigned have executed this Joint Filing Agreement as of the 14th day of February, 2001. FIRST UNION AFFORDABLE HOUSING COMMUNITY DEVELOPMENT CORPORATION By: /s/ ___________________- Name: Tracey Chaffin Title: Vice President FIRST UNION NATIONAL BANK By: /s/ ____________________ Name: Jay Young Title: Vice President and Assistant General Counsel FIRST UNION CORPORATION By: /s/ ____________________ Name: Jay Young Title: Vice President and Assistant General Counsel * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -----END PRIVACY-ENHANCED MESSAGE-----